AVP - Transaction Reporting Compliance Officer
London, UK - Hybrid
Strong base salary + excellent benefits
Our Banking client is looking for a specialist in Transaction Reporting adding to their Compliance team.
Responsibilities:
Requirements:
Sound like you? Click apply or email sam.vale@apollo-solutions.com for more info.
London, UK - Hybrid
Strong base salary + excellent benefits
Our Banking client is looking for a specialist in Transaction Reporting adding to their Compliance team.
Responsibilities:
- Providing compliance advice on all matters related to Transaction Reporting.
- Offering guidance and advice on UK and European regulations to front office and Compliance teams across CIB and the wider Group.
- Advising the business on Compliance topics and participating in relevant governance committees, regarding transactions, businesses and regulatory topics.
- Providing an effective training programme for the relevant Global Markets businesses on relevant rules and regulations.
- Reviewing and challenging Risk Controls.
Requirements:
- Extensive knowledge of various compliance policies and procedures impacting Global markets, particularly the UK and EU (MiFID II/R, EMIR, SFTR, CFTC etc.)
- 6+ years in Transaction Monitoring/ Reporting.
- Excellent communication skills, both written and oral, along with sound analytical skills and good judgement, with a proven ability as a problem solver. Ability to respond quickly and accurately under pressure.
Sound like you? Click apply or email sam.vale@apollo-solutions.com for more info.
